1-Minute Case Study Pack — How Global FinServ Companies Comply with FINRA/SEC Recordkeeping
Complying with SEC/FINRA website recordkeeping can be tricky, especially when you’re responsible for hundreds of websites and hundreds of thousands of web pages. At the same time, compliance is not optional. Failure to produce records requested by the SEC, CFTC, or FINRA can result in fines that stretch into the millions of dollars.
These short case studies illustrate how two global financial services firms implemented automated website archiving to not only meet recordkeeping requirements, but also reduce the time cost and compliance risks associated with manual archiving.
Read all of the short case studies now.
1-888-916-3999
support@pagefreezer.com
Head Office:
#500-311 Water Street
Vancouver, BC V6B 1B8
Canada
Europe Office:
Van Leeuwenhoekpark 1 - Office 5
2611 DW, Delft
The Netherlands
UK Office:
+44 20 3744 7173
Australia Office:
+61 (07) 3186 2199
Subscribe to our Blog
Get targeted Industry news, great tips and valuable insights
©2024 Pagefreezer Software Inc. All Rights Reserved. Privacy Policy and Acceptable Use Policy. Commercial use and distribution of the contents of this website is not allowed without express and prior written consent of Pagefreezer Software Inc. subject to existing copyright exceptions and limitations.
